Filter network combines anti-aliasing and Sinc compensation-Filter Networ

The dual-biquad filter chips and some external components (Figure 1) form a mulTI-purpose filter for the reconstrucTIon of D / A converter signals. Connected to a converter's output (Figure 2), the filter aids in generaTIng the analog signal represented by digital-data samples at the converter's input. In addiTIon, the filter provides anti-aliasing, (sinπx) / πx (sinc) compensation, and reduction of the D / A converter's quantization noise.

Figure 1. Configured as shown, two filter ICs reconstruct the output of D / A converter while providing antialiasing and sinc-compensation functions.
More detailed image
Figure 1. Configured as shown, two filter ICs reconstruct the output of D / A converter while providing antialiasing and sinc-compensation functions.

Figure 2. In a suggested application for the Figure 1 circuit, the applied clock signal and single-chip divider set the desired sample rate for the D / A converter.
Figure 2. In a suggested application for the Figure 1 circuit, the applied clock signal and single-chip divider set the desired sample rate for the D / A converter.

At, DC, a D / A converter's output is easily predicted from it's datasheet specs. Time-varying signals, however, produce staircase-output waveforms whose reconstruction errors are best discussed in the frequency domain. The converter's output spectrum, for example, consists of spectra (± f1, where f1 is the spectrum represented by the digital input samples) that repeat at integral multiples of the sample rate fS (Figure 3).

Figure 3. Figure 2's digital-input spectrum F1 combines with the D / A converter's sampling rate fS as shown, producing a plus-minus f1 spectrum that repeats at integral multiples of fS.
Figure 3. Figure 2's digital-input spectrum F1 combines with the D / A converter's sampling rate fS as shown, producing a ± f1 spectrum that repeats at integral multiples of fS.

The filter's first job is to prevent alias frequencies by excluding spectral energy above fS / 2. In practice, f1 <fS / 2. The filter should pass f1 with an acceptably low error while sufficiently attenuating all frequencies above fS / 2.

Figure 4. Before filtering, the D / A converter's output signal is a staircase waveform that can be regarded as a sequense of rectangular pulses.
Figure 4. Before filtering, the D / A converter's output signal is a staircase waveform that can be regarded as a sequense of rectangular pulses.

A second filter requirement stems from the presence of sinc attenuation, introduced by the effect of rectangular-pulse components in the staircase waveform (Figure 4). These pulses have the same 1 / fS width, but differ in amplitude according to the digital-sample magnitudes. The spectrum of each pulse is the Fourier transform (the sinc function of f / fS). These spectra combine with the f1 spectrum to form an overall frequency response for the converter output. Note the sinc expression's variation in amplitude for various values ​​of f:

Table 1.
f [(sin) (Ï€f / fS] / (Ï€f / fS)
0 1.0
fS / 4 0.9003 (-0.9dB)
fS / 3 0.8270 (-1.65dB)
fS / 2 0.6366 (-3.92dB)

Clearly, the staircase approximation causes an increase amplitude error as f approaches the Nyquist frequency fS / 2. To compensate for this attenuation, the Figure 1 circuit incorporates the inverse expression (Ï€f / fS) / sin (Ï€f / fS) in it's passband- magnitude response.

Ideally, the resulting filter response would provide sinc compensation to fS / 2, drop abruptly to zero, and maintain that infinite attenuation for all frequencies above fS / 2. But actual filters cannot provide abrupt transitions or infinite attenuation. As a practical compromise, the circuit makes its transition over a finite bandwidth (transition ratio), and then provides an out-of-band rejection comparable to the D / A converter's signal-to-noise ratio SNR.

SNR for an ideal D / A converter is about 6dB / bit, or 72dB for a 12-bit device. Quantization error further degrades this number, yielding about 68dB for a typical 12-bit converter. Thus a reasonable goal in Figure 1 is 70dB rejection above fS / 2.

To prevent aliasing, the stopband edge must be no greater than the Nyquist frequency (fS / 2). The passband edge must threrfore be less than fS / 2. To achieve 70dB stopband rejection in the 8th-order circuit of Figure 1, the required transition ratio (fStopband / fPassband)) is 1.5, which sets the passband edge at fS / 3. A rising amplitude response within this passband compensates for the converter's sinc attenuation.

Perfect sinc compensation would provide 1.65dB of gain at the Nyquist frequency, but tolerance uncertainties in the ± 1% resistors and within the filter ICs limits the actual correction to about 1dB. The circuit does, however, achieve the 70dB stopband rejection and the 1.5 transition ratio. Figure 5 compares the Figure 1 response with that of an ideal filter.

Figure 5. The circuit response of Figure 1 compares well with that of an ideal filter.
Figure 5. The circuit response of Figure 1 compares well with that of an ideal filter.

To assure maximum dynamic range, the four biquad-filter sections (two in each IC) exhibit increasing Q from input to output, The pole-zero pairs of each section also axhibit increasing frequency, which minimizes the spread in component values. The following pole and zero values ​​produce a 1-rad / sec filter passband:

Table 2.
Section fpole (Hz) Qpole fZero (Hz)
1 0.1005 0.5603 0.2397
2 0.1310 1.0540 0.2777
3 0.1564 2.3876 0.4273
4 0.1685 8.5145 1.4016

Note the feedback capacitors C1-C4 across each output op amp. These capacitors have two purposes; they improve the quality of transmission zeroes, and the form 1-pole lowpass filters that help to smooth out the discrete-level steps introduced by the filter's switched -capacitor action. The 1-pole filters have little effect on the passband shape because their high corner frequencies introduce only 0.1dB of loss at 1kHz.

Note also, that the applied clock frequency in Figure 2 (192kHz) allows use of a convenient binary-64 divider for setting the necessary 3X ratio betweeen the converter's sample rate and the filter's 1kHz corner frequency, f0. Each chip is programmed for an fCLK / f0 ratio of 191.64 by V + and V- connections to the filter inputs, F0-F5.

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